On January 30, 2024, the PCAOB issued a report detailing its insights into its interim inspection program related to audits of broker-dealers.1 According to the PCAOB, there are approximately 3,400 brokers and dealers registered with the U.S. Securities and Exchange...
PCAOB Update: Broker-Dealer Audits Remain Under Microscope According to PCAOB “Spotlight”
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